Compliance Management Auditing and Assurance
3 days|Delivered on request
This programme is written from the assurance side. Delegates learn to test whether risk appetite and tolerance and crisis management are working as claimed, and how to evidence the conclusion. Assurance work is under scrutiny because compliance obligations have multiplied faster than compliance capacity. Delegates leave able to work confidently with business continuity planning, risk identification and control testing in their own organisation.
What delegates leave able to do
- Put business continuity planning on a footing they can defend to a reviewer, measured against the three lines model
- Review risk identification and say plainly whether it is working
- Make a decision about control testing without waiting for a specialist
- Improve fraud risk management within their own organisation
What the course covers
- Risk appetite and tolerance
- Crisis management
- Business continuity planning
- Risk identification
- Control testing
- Fraud risk management
- Regulatory reporting
Who should attend
- risk managers
- governance and assurance practitioners
- internal auditors
- compliance officers
- audit and risk committee members
