Regulatory Reporting for Small and Medium Enterprises
3 days|Delivered on request
Regulatory Reporting for Small and Medium Enterprises takes the discipline and works it through the constraints of this operating context, including third party risk, regulatory reporting and the compliance obligations that come with it. The sector framing is necessary because compliance obligations have multiplied faster than compliance capacity, and generic training rarely survives contact with the local rules. Delegates leave able to work confidently with internal audit interface, risk culture and control testing in their own organisation.
What delegates leave able to do
- Explain internal audit interface to someone who does not do the work, measured against the three lines model
- Put risk culture on a footing they can defend to a reviewer
- Make a decision about control testing without waiting for a specialist
- Take ownership of risk reporting to the board rather than escalating it
What the course covers
- Third party risk
- Regulatory reporting
- Internal audit interface
- Risk culture
- Control testing
- Risk reporting to the board
- Risk assessment methodology
Who should attend
- compliance officers
- governance and assurance practitioners
- risk managers
- business continuity coordinators
