Fundamentals of Compliance Management
2 days|Delivered on request
Fundamentals of Compliance Management is built for delegates who need to be useful in this area quickly. It starts at first principles and works through control design and fraud risk management without assuming prior specialist training. The programme exists because boards are being asked to evidence oversight, not merely assert it, and because capability in this area is usually built on the job with no structure behind it. Delegates leave able to work confidently with scenario analysis, risk identification and risk reporting to the board in their own organisation.
What delegates leave able to do
- Make a decision about scenario analysis without waiting for a specialist, measured against the Basel framework
- Explain risk identification to someone who does not do the work
- Spot where risk reporting to the board is failing before it becomes a finding
- Take ownership of business continuity planning rather than escalating it
What the course covers
- Control design
- Fraud risk management
- Scenario analysis
- Risk identification
- Risk reporting to the board
- Business continuity planning
- Internal audit interface
Who should attend
- heads of risk
- business continuity coordinators
- governance and assurance practitioners
- risk champions in operating units
