Fundamentals of Regulatory Reporting
2 days|Delivered on request
Fundamentals of Regulatory Reporting is built for delegates who need to be useful in this area quickly. It starts at first principles and works through regulatory reporting and risk reporting to the board without assuming prior specialist training. The programme exists because compliance obligations have multiplied faster than compliance capacity, and because capability in this area is usually built on the job with no structure behind it. Delegates leave able to work confidently with compliance monitoring, third party risk and key risk indicators in their own organisation.
What delegates leave able to do
- Review compliance monitoring and say plainly whether it is working, measured against the three lines model
- Improve third party risk within their own organisation
- Bring key risk indicators into line with current good practice
- Explain risk culture to someone who does not do the work
What the course covers
- Regulatory reporting
- Risk reporting to the board
- Compliance monitoring
- Third party risk
- Key risk indicators
- Risk culture
- Operational risk
Who should attend
- audit and risk committee members
- risk managers
- heads of risk
- governance and assurance practitioners
