Operational Risk Auditing and Assurance
3 days|Delivered on request
This programme is written from the assurance side. Delegates learn to test whether compliance monitoring and risk reporting to the board are working as claimed, and how to evidence the conclusion. Assurance work is under scrutiny because boards are being asked to evidence oversight, not merely assert it. Delegates leave able to work confidently with third party risk, control testing and crisis management in their own organisation.
What delegates leave able to do
- Take ownership of third party risk rather than escalating it, measured against the Basel framework
- Put control testing on a footing they can defend to a reviewer
- Make a decision about crisis management without waiting for a specialist
- Review risk culture and say plainly whether it is working
What the course covers
- Compliance monitoring
- Risk reporting to the board
- Third party risk
- Control testing
- Crisis management
- Risk culture
- Fraud risk management
Who should attend
- audit and risk committee members
- governance and assurance practitioners
- internal auditors
- heads of risk
- compliance officers
