Compliance Management for Non-Specialists
2 days|Delivered on request
Compliance Management for Non-Specialists is built for delegates who need to be useful in this area quickly. It starts at first principles and works through regulatory reporting and compliance monitoring without assuming prior specialist training. The programme exists because boards are being asked to evidence oversight, not merely assert it, and because capability in this area is usually built on the job with no structure behind it. Delegates leave able to work confidently with key risk indicators, internal audit interface and scenario analysis in their own organisation.
What delegates leave able to do
- Take ownership of key risk indicators rather than escalating it, measured against the three lines model
- Explain internal audit interface to someone who does not do the work
- Make a decision about scenario analysis without waiting for a specialist
- Bring risk identification into line with current good practice
What the course covers
- Regulatory reporting
- Compliance monitoring
- Key risk indicators
- Internal audit interface
- Scenario analysis
- Risk identification
- Risk assessment methodology
Who should attend
- risk champions in operating units
- business continuity coordinators
- governance and assurance practitioners
- risk managers
