Compliance Management for Small and Medium Enterprises
3 days|Delivered on request
Compliance Management for Small and Medium Enterprises takes the discipline and works it through the constraints of this operating context, including risk reporting to the board, key risk indicators and the compliance obligations that come with it. The sector framing is necessary because risk registers are widely maintained and rarely used in an actual decision, and generic training rarely survives contact with the local rules. Delegates leave able to work confidently with risk appetite and tolerance, third party risk and fraud risk management in their own organisation.
What delegates leave able to do
- Bring risk appetite and tolerance into line with current good practice, measured against the three lines model
- Improve third party risk within their own organisation
- Put fraud risk management on a footing they can defend to a reviewer
- Take ownership of operational risk rather than escalating it
What the course covers
- Risk reporting to the board
- Key risk indicators
- Risk appetite and tolerance
- Third party risk
- Fraud risk management
- Operational risk
- Crisis management
Who should attend
- risk managers
- heads of risk
- governance and assurance practitioners
- compliance officers
