Ethics and Integrity Management for Small and Medium Enterprises
3 days|Delivered on request
Ethics and Integrity Management for Small and Medium Enterprises takes the discipline and works it through the constraints of this operating context, including third party risk, risk assessment methodology and the compliance obligations that come with it. The sector framing is necessary because compliance obligations have multiplied faster than compliance capacity, and generic training rarely survives contact with the local rules. Delegates leave able to work confidently with operational risk, control design and risk culture in their own organisation.
What delegates leave able to do
- Improve operational risk within their own organisation, measured against the Basel framework
- Take ownership of control design rather than escalating it
- Make a decision about risk culture without waiting for a specialist
- Explain risk reporting to the board to someone who does not do the work
What the course covers
- Third party risk
- Risk assessment methodology
- Operational risk
- Control design
- Risk culture
- Risk reporting to the board
- Regulatory reporting
Who should attend
- internal auditors
- heads of risk
- audit and risk committee members
- business continuity coordinators
