Practical Compliance Management
3 days|Delivered on request
This is a hands-on programme. Delegates spend most of the time working through regulatory reporting and operational risk on live scenarios rather than listening to theory about them. The practical emphasis is deliberate: compliance obligations have multiplied faster than compliance capacity, and reading about the method has repeatedly proved insufficient. Delegates leave able to work confidently with risk identification, risk culture and combined assurance in their own organisation.
What delegates leave able to do
- Explain risk identification to someone who does not do the work, measured against the three lines model
- Review risk culture and say plainly whether it is working
- Spot where combined assurance is failing before it becomes a finding
- Put control testing on a footing they can defend to a reviewer
What the course covers
- Regulatory reporting
- Operational risk
- Risk identification
- Risk culture
- Combined assurance
- Control testing
- Risk assessment methodology
Who should attend
- internal auditors
- risk champions in operating units
- risk managers
