Anti Money Laundering Auditing and Assurance
3 days|Delivered on request
This programme is written from the assurance side. Delegates learn to test whether risk appetite and tolerance and risk culture are working as claimed, and how to evidence the conclusion. Assurance work is under scrutiny because risk registers are widely maintained and rarely used in an actual decision. Delegates leave able to work confidently with risk identification, combined assurance and third party risk in their own organisation.
What delegates leave able to do
- Bring risk identification into line with current good practice, measured against COSO ERM
- Take ownership of combined assurance rather than escalating it
- Put third party risk on a footing they can defend to a reviewer
- Make a decision about business continuity planning without waiting for a specialist
What the course covers
- Risk appetite and tolerance
- Risk culture
- Risk identification
- Combined assurance
- Third party risk
- Business continuity planning
- Internal audit interface
Who should attend
- audit and risk committee members
- risk champions in operating units
- heads of risk
- internal auditors
- compliance officers
